The firm has deep expertise in contentious regulatory and enforcement proceedings under the SEBI framework, economic offences statutes, and sector specific regulatory regimes. Our experience includes defending trading companies, shareholders, and market participants in SEBI investigations and enforcement actions involving allegations of unlawful gains, fraudulent and unfair trade practices, insider trading, and violations of disclosure and takeover regulations. The firm regularly advises on settlement strategy, disgorgement disputes, penalty challenges, and appellate proceedings before the Securities Appellate Tribunal.
Our SEBI and SAT practice is built on a strong foundation of procedural expertise, analytical rigour, and strategic advocacy. We understand that regulatory proceedings often involve complex factual matrices, extensive documentation, and evolving interpretations of securities law. Our team works closely with clients to develop clear, well-supported responses that address regulatory concerns while protecting commercial interests.
We assist clients at every stage, from responding to examination notices and summons to preparing for hearings and negotiating settlements. Our approach emphasises clarity, thoroughness, and a deep understanding of SEBI’s enforcement priorities.
In appellate matters before SAT, we bring strong written and oral advocacy skills to challenge adverse orders and seek relief for clients. Our experience spans a wide range of issues, including market manipulation allegations, insider trading charges, disclosure lapses, and takeover-related disputes. We also advise clients on the implications of SAT decisions, regulatory trends, and potential future exposure. By combining legal expertise with practical insight into market operations, we ensure that clients receive comprehensive and strategic representation in all SEBI and SAT-related matters.